J.P. Morgan is trying to block a Michigan-based financial advisor who recently left the firm to return to UBS from soliciting his former J.P. Morgan clients.

The Securities and Exchange Commission has barred a Florida-based financial advisor accused of taking advantage of a client with whom he had a romantic relationship.

Bank of America Chief Executive Officer Brian Moynihan has shuffled the bank's top leadership, appointing two new co-presidents and expanding the role of its current chief financial officer, all while ...

Wells Fargo Advisors has recovered more than $850,000 in a recruiting-bonus clawback against a former financial advisor.

Hybrid registered investment advisory firm &Partners, founded by several former Wells Fargo executives, has recruited a financial advisor team from Raymond James, according to an &Partners ...

Hybrid registered investment advisory firm &Partners, founded by several former Wells Fargo executives, has recruited a financial advisor team from Raymond James, according to an &Partners ...

UBS has been actively looking into relocating its headquarters to the United States from Switzerland in light of potentially far tougher regulatory treatment at home, according to the New York Post.