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Robinhood, SEC

Hosted on MSN · 1d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.

USA Today · 1d

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

bankingdive · 5h

Robinhood to pay $45M to settle SEC charges

Robinhood Securities will pay $33.5 million and Robinhood Financial will pay $11.5 million to settle a variety of charges, including recordkeeping and cybersecurity violations.

7h

Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.

Robinhood recently announced that it’s agreed to pay $45 million in fines to the U.S. Securities and Exchange Commission.

2d

Robinhood to pay biggest fine among more than $100mn imposed by SEC

Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator ...

1d

Why Robinhood Stock Was Moving Higher Today

Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...

Financial Advisor IQ1d

SEC Lobs Fines at Robinhood, Schwab, Others

In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...

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