Sebi imposed a Rs 7 lakh fine on Reliance Securities for violating stock broker norms. The probe found incorrect client ...
Markets regulator Sebi on Monday imposed a penalty of Rs 7 lakh on Reliance Securities for non-compliance with the stock ...
2.1. In terms of the existing regulatory provisions for IAs, if agreed by the client, IA may charge fees in advance for not more than two quarters. The provision was made effective from April 01, 2021 ...
Sebi chairman Tuhin Kanta Pandey discusses regulatory simplification, direct foreign investment in Indian equities, and the ...
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TipRanks on MSNSirca Paints India Limited Reports Compliance with SEBI RegulationsSirca Paints India Ltd. ( ($IN:SIRCA) ) just unveiled an announcement. Sirca Paints India Limited has disclosed its compliance with Regulation ...
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TipRanks on MSNMahindra Logistics Confirms Regulatory Compliance with SEBI RegulationsMahindra Logistics Limited has announced that it has received a certificate under Regulation 74(5) of the Securities and ...
The report further stated that notable improvements include establishing the Corporate Debt Market Development Fund (CDMDF), introducing swing pricing, and liquidity requirements for bond mutual funds ...
The Securities and Exchange Board of India (SEBI) addressed Pakka Limited’s query regarding the compliance officer’s position under the LODR Regulations. Pakka Limited sought clarification on whether ...
A credit rating agency (CRA) which meets a few criteria including having been in existence for 15 years and having a minimum ...
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs2 lakh on Marwadi Shares and ...
New Delhi, Apr 3 (PTI) Markets regulator Sebi on Thursday exempted the government from making an open offer to the shareholders of Vodafone Idea Ltd (VIL) following its proposed acquisition of just ...
Conversion which would raise government’s holding in the company to nearly 49 per cent from 22.6 per cent at present — would ...
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