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Robinhood, SEC
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to pay $45M to settle SEC charges
Robinhood Securities will pay $33.5 million and Robinhood Financial will pay $11.5 million to settle a variety of charges, including recordkeeping and cybersecurity violations.
Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
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Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.
Robinhood recently announced that it’s agreed to pay $45 million in fines to the U.S. Securities and Exchange Commission.
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Why Robinhood Stock Was Moving Higher Today
Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...
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Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to ...
Financial Advisor IQ
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SEC Lobs Fines at Robinhood, Schwab, Others
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
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